Linear-Algebra-Done-Right ยท Unit 22 ยท Video 4 ยท Interactive Practice

Polar Decomposition: T = Sโˆš(T*T)

IKey Formulas

FormulaNameMeaning
z=zโˆฃzโˆฃzห‰zz = \dfrac{z}{|z|}\sqrt{\bar{z}z}Polar form of zโ‰ 0z \ne 0Direction on the unit circle times a length
T=STโˆ—TT = S\sqrt{T^*T}, SS unitaryPolar decompositionEvery TโˆˆL(V)T \in \mathcal{L}(V), over R\mathbf{R} or C\mathbf{C}
Tโˆ—Tโ€‰v=โˆ‘k=1mskโŸจv,ekโŸฉek\sqrt{T^*T}\,v = \sum_{k=1}^m s_k\langle v, e_k\rangle e_kThe positive factorStretches along eke_k by sks_k
Sv=โˆ‘k=1nโŸจv,ekโŸฉfkSv = \sum_{k=1}^n \langle v, e_k\rangle f_kThe unitary factorSends each eke_k to fkf_k

Key Insight: When F=C\mathbf{F} = \mathbf{C}, SS and Tโˆ—T\sqrt{T^*T} have diagonal matrices with respect to one common orthonormal basis exactly when TT is normal.

IIThe Complex-Number Picture

Multiplication by zz on C\mathbf{C} factors as multiplication by z/โˆฃzโˆฃz/|z| after multiplication by โˆฃzโˆฃ=zห‰z|z| = \sqrt{\bar{z}z}.

IIIFirst Stretch, Then Move Rigidly

Tโˆ—T\sqrt{T^*T} stretches the unit circle along e1,e2e_1, e_2; then SS carries that ellipse onto TT's image without changing any length.

IVQuiz Questions

Problem 1 ยท An Operator on One Dimension

Given: TโˆˆL(C)T \in \mathcal{L}(\mathbf{C}) defined by Tw=(โˆ’5+12i)wTw = (-5 + 12i)w โ€” find the number cโ‰ฅ0c \ge 0 with Tโˆ—Tโ€‰w=cw\sqrt{T^*T}\,w = cw.

โœ… Correct! Tโˆ—T^* is multiplication by zโ€พ=โˆ’5โˆ’12i\overline{z} = -5 - 12i, so Tโˆ—TT^*T is multiplication by โˆฃzโˆฃ2=169|z|^2 = 169 and Tโˆ—T\sqrt{T^*T} by 1313; SS is multiplication by โˆ’5+12i13\tfrac{-5 + 12i}{13}.
โŒ Not quite. 169=zห‰z169 = \bar{z}z is what Tโˆ—TT^*T multiplies by. Take its nonnegative square root.
โŒ Not quite. โˆฃโˆ’5โˆฃ+โˆฃ12โˆฃ=17|-5| + |12| = 17 is not the absolute value: โˆฃzโˆฃ=25+144|z| = \sqrt{25 + 144}.
โŒ Not quite. That is z2\sqrt{z^2}. The adjoint conjugates: Tโˆ—TT^*T multiplies by zห‰z\bar{z}z, not z2z^2.
Show solution

With โŸจw,uโŸฉ=wuห‰\langle w, u\rangle = w\bar{u} on C\mathbf{C} and z=โˆ’5+12iz = -5 + 12i: โŸจzw,uโŸฉ=zwuห‰=โŸจw,zห‰uโŸฉ\langle zw, u\rangle = zw\bar{u} = \langle w, \bar{z}u\rangle, so Tโˆ—u=zห‰uT^*u = \bar{z}u. Then

Tโˆ—Tw=zห‰zโ€‰w=(25+144)w=169w,T^*Tw = \bar{z}z\,w = (25 + 144)w = 169w,

and the positive square root is multiplication by 1313. The polar decomposition is Tw=โˆ’5+12i13โ‹…13โ€‰wTw = \tfrac{-5 + 12i}{13}\cdot 13\,w, with SS = multiplication by โˆ’5+12i13\tfrac{-5 + 12i}{13}, which has absolute value 11.

Problem 2 ยท The Positive Factor

Given: TโˆˆL(R2)T \in \mathcal{L}(\mathbf{R}^2) defined by T(x,y)=(y,โˆ’3x)T(x, y) = (y, -3x) โ€” find Tโˆ—T\sqrt{T^*T}.

โœ… Correct! Tโˆ—T(x,y)=(9x,y)T^*T(x, y) = (9x, y), and (3x,y)(3x, y) is the positive operator whose square is that.
โŒ Not quite. (x,3y)(x, 3y) is TTโˆ—\sqrt{TT^*}: you composed in the other order. The polar decomposition uses Tโˆ—TT^*T, the adjoint applied after TT.
โŒ Not quite. (9x,y)(9x, y) is Tโˆ—TT^*T itself. Its positive square root takes the square root of each diagonal entry: (3x,y)(3x, y).
โŒ Not quite. Compute Tโˆ—T^* from โŸจT(x,y),(a,b)โŸฉ\langle T(x, y), (a, b)\rangle, then Tโˆ—TT^*T.
Show solution

โŸจT(x,y),(a,b)โŸฉ=yaโˆ’3xb=โŸจ(x,y),(โˆ’3b,a)โŸฉ\langle T(x, y), (a, b)\rangle = ya - 3xb = \langle (x, y), (-3b, a)\rangle, so Tโˆ—(a,b)=(โˆ’3b,a)T^*(a, b) = (-3b, a). Then

Tโˆ—T(x,y)=Tโˆ—(y,โˆ’3x)=(9x,y).T^*T(x, y) = T^*(y, -3x) = (9x, y).

The operator R(x,y)=(3x,y)R(x, y) = (3x, y) has a diagonal matrix with nonnegative entries with respect to the standard (orthonormal) basis, so it is positive, and R2(x,y)=(9x,y)R^2(x, y) = (9x, y). By uniqueness of positive square roots, Tโˆ—T(x,y)=(3x,y)\sqrt{T^*T}(x, y) = (3x, y).

Problem 3 ยท The Unitary Factor

Given: the same T(x,y)=(y,โˆ’3x)T(x, y) = (y, -3x) โ€” find the unitary SโˆˆL(R2)S \in \mathcal{L}(\mathbf{R}^2) with T=STโˆ—TT = S\sqrt{T^*T}.

โœ… Correct! S(3x,y)=(y,โˆ’3x)=T(x,y)S(3x, y) = (y, -3x) = T(x, y), and SS is a rotation by โˆ’90ยฐ-90\degree, so it preserves lengths.
โŒ Not quite. This rotation goes the other way: S(3x,y)=(โˆ’y,3x)=โˆ’T(x,y)S(3x, y) = (-y, 3x) = -T(x, y).
โŒ Not quite. Require S(3x,y)=(y,โˆ’3x)S(3x, y) = (y, -3x) for all x,yx, y, and substitute a=3xa = 3x, b=yb = y.
Show solution

We need S(Tโˆ—T(x,y))=T(x,y)S\big(\sqrt{T^*T}(x, y)\big) = T(x, y), i.e. S(3x,y)=(y,โˆ’3x)S(3x, y) = (y, -3x) for all x,yx, y. Writing a=3xa = 3x and b=yb = y (which range over all of R2\mathbf{R}^2):

S(a,b)=(b,โˆ’a).S(a, b) = (b, -a).

โˆฅS(a,b)โˆฅ2=b2+a2=โˆฅ(a,b)โˆฅ2\|S(a, b)\|^2 = b^2 + a^2 = \|(a, b)\|^2, so SS is unitary. Since TT is invertible, Tโˆ—T\sqrt{T^*T} is invertible and this SS is the only one.

Problem 4 ยท A Shared Diagonalizing Basis

Given: four operators on C2\mathbf{C}^2 with the usual inner product โ€” which one has a polar decomposition T=STโˆ—TT = S\sqrt{T^*T} in which SS and Tโˆ—T\sqrt{T^*T} have diagonal matrices with respect to the same orthonormal basis?

โœ… Correct! Its matrix (1โˆ’111)\begin{pmatrix} 1 & -1 \\ 1 & 1 \end{pmatrix} satisfies TTโˆ—=Tโˆ—T=2ITT^* = T^*T = 2I, so TT is normal, and only normal operators have such a pair of factors.
โŒ Not quite. Check normality: here TTโˆ—โ‰ Tโˆ—TTT^* \ne T^*T, and if both factors were diagonal in one orthonormal basis, TT would be too, making it normal.
โŒ Not quite. Distinct eigenvalues 1,31, 3 make TT diagonalizable, but not with an orthonormal basis: its eigenvectors (1,0)(1, 0) and (1,1)(1, 1) are not orthogonal, so TT is not normal.
Show solution

If SS and Tโˆ—T\sqrt{T^*T} are both diagonal with respect to one orthonormal basis, so is their product TT, and an operator with a diagonal matrix with respect to an orthonormal basis is normal (complex spectral theorem). Conversely, every normal TT has such a decomposition. So the answer is the normal operator.

For (c), M(T)=(1โˆ’111)\mathcal{M}(T) = \begin{pmatrix} 1 & -1 \\ 1 & 1 \end{pmatrix} and M(T)M(T)โˆ—=M(T)โˆ—M(T)=2I\mathcal{M}(T)\mathcal{M}(T)^* = \mathcal{M}(T)^*\mathcal{M}(T) = 2I, so TT is normal. For (a), M(T)M(T)โˆ—=(2111)โ‰ (1112)=M(T)โˆ—M(T)\mathcal{M}(T)\mathcal{M}(T)^* = \begin{pmatrix} 2 & 1 \\ 1 & 1 \end{pmatrix} \ne \begin{pmatrix} 1 & 1 \\ 1 & 2 \end{pmatrix} = \mathcal{M}(T)^*\mathcal{M}(T); for (b), TTโˆ—(z1,z2)=(z1,0)TT^*(z_1, z_2) = (z_1, 0) but Tโˆ—T(z1,z2)=(0,z2)T^*T(z_1, z_2) = (0, z_2); for (d), the (1,1)(1, 1) entries of M(T)M(T)โˆ—\mathcal{M}(T)\mathcal{M}(T)^* and M(T)โˆ—M(T)\mathcal{M}(T)^*\mathcal{M}(T) are 55 and 11.

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